Risk Consulting
CONTROLLING RISKS
Program Readiness, Design & Implementation
Assess current SOX environment & implement efficient program to meet SOX requirements
Program Optimization
Collaborate with management to understand future goals & expectations to assess current SOX program & optimize for the future
Control Rationalization
Assess current key control population to achieve optimal risk assurance while minimizing testing effort
Flexible Staffing Program Design & Support
Assist internal audit management to develop formal Flexible Staffing Plan (FSP)
Program Co/Outsourcing
Full-service program management or providing a team of resources to conduct SOX activities
Department Design & Optimization
Collaborate with management to understand objectives & design & optimize internal audit activity to meet those objectives
Flexible Staffing Program Support
Support testing as needed & assist IA management to develop Flexible Staffing Plan (FSP)
External Quality Assessment Reviews
Conduct External Quality Assessment reviews to meet IIA Standards
Rotational / Guest Auditor Program Design
Develop a rotational/guest auditor program using our role transitioning approach
IA Awareness
Assist IA Management to assess & develop an awareness program to promote the value of internal audit throughout the organization
Internal Audit Training
Provide onsite training from basis auditing techniques to emerging trends in Internal Audit
Investigative services aimed at identifying and confirming evidence to support the amount of fraudulent activity occurring in an organization.
Specialized audit services from IT General Control to IT Security to assure your organization’s IT risks are properly mitigated.
Enterprise Risk Management Design & Optimization
Assess existing ERM program activities & identify & implement opportunities to achieve program optimization
Risk Assessment (Enterprise/IT/Fraud/etc.)
Conduct various risk assessments to provide insights into risks & risk mitigation activities
Risk Mitigation Strategy Design & Implementation
Assist risk management teams to understand risks & develop effective activities to adequately manage risks
PROCESS TRANSFORMATION
Policy & Process Design & Documentation
Assess documentation requirements & develop documentation & the processes for operationalizing those documents
Process Assessment & Optimization
Assess current state & opportunities for optimizing processes while developing a roadmap to achieve desired state
Control Self Assessment (CSA) Program Design
Develop program to allow managers to assess the effectiveness of controls
Control Assessment & Optimization
Asses current state & identify opportunities for optimizing controls. Develop a roadmap to achieve desired state
Control Deficiency Remediation
Assist in the development and implementation of controls to remediate control deficiencies
Role Tasking
Task by task documentation to roadmap responsibilities and transfer to incoming leadership
Capacity Analysis & Recommendations
Analysis of tasks and roles to assess capacities and identify opportunities for efficiencies
Co-Develop Expectations
Interview Internal Audit leadership to understand the awareness goals & objectives
Current State Assessment
Understand the Internal Audit Department’s mission, planned activities, reports & current stakeholders
Awareness Plan Development
Recommend awareness activities and develop a detailed implementation roadmap
Implementation & Operationalization
Roll out awareness initiatives and embed them in the planned internal audit activities
We are certified in conducting an EQA of your IA department to determine compliance with the IIA Standards.
Project Leadership
Risk Case Studies
